Volumes and capacities

Vivian Imbriotis | April 4, 2026

The lung consists of several volumes. Capacities are sums of these volumes.

Residual volume = 15ml/kg

Expiratory reserve volume = 15ml/kg

Tidal volume = 7ml/kg

Inspiratory reserve volume = 45ml/kg


Therefore total lung capacity = RV + ERV + TV + IRV = 82ml/kg

Vital capacity = ERV + TV + IRV = 67ml/kg

FRC = RV + ERV = 30ml/kg


Spirometry can measure ERV, TV, and IRV.

To measure RV (and TLC / FRC), we can measure FRC then use spirometry to calculate everything else.

\(N_2\) wash-out method

Subject breathes 100% FIO2

Exhaled nitrogen concentration over time is collected, and integrated to find total exhaled \(N_2\) volume

Dividing by 0.79 (initial \(N_2\_ concentration) gives TLV

Drawbacks: Some \(N_2\) is washed out from blood and tissues (~250mL), only measures ventilated lung volume, leaks will befoul measurement


Helium wash-in method

Inhale gas bolus of known concentration and volume

Hold breath and wait to equilibrate throughout lung volime

Exhale gas

$$C_1 V_{\text{bolus}} = C_2 (\text{FRC} + V_{\text{bolus}})$$

Drawbacks: Helium will dissolve into tissues, only measures ventilated lung


Body Plethysmography

Subject confined in a closed box; airway pressure + box pressure measured

Exhales against closed airway \( \to \ \downarrow V_{\text{Chest}} \ \uparrow V_{box} \ \to \uparrow P_{\text{mouth}} \ \downarrow P_{\text{box}} \)

Measures whole intrathoracic gas volume

Drawbacks: Expensive, immobile equiptment


$$PV = nRT = \text{constant}$$

$$P1_{mouth} = P1_{box} = P_{\text{barometric}}$$

$$P1 V_{box} = P2_{box} (V_{box} + \Delta V)$$

$$\Delta V = V_{box} \frac{P1 - P2_{box}}{P2_{box}}$$


$$P1 FRC = P2_{mouth} (FRC - \Delta V)$$

$$\Delta V = FRC \frac{P1 - P2_{mouth}}{P2_{mouth}}$$


$$FRC \frac{P1 - P2_{mouth}}{P2_{mouth}} = V_{box} \frac{P1 - P2_{box}}{P2_{box}} $$

$$FRC = V_{box} \frac{P1 - P2_{box}}{P1 - P2_{mouth}} \frac{P2_{mouth}}{P2_{box}} $$

$$FRC = V_{box} \frac{\Delta P_{box}}{\Delta P_{mouth}} \frac{P2_{mouth}}{P2_{box}} $$

Because the pressure swings are small compared to barometric pressure, \(\frac{P2_{mouth}}{P2_{box}} \approx 1\) and

$$FRC = V_{box} \frac{\Delta P_{box}}{\Delta P_{mouth}}$$

The maximal lung volume at which airway closure occurs.

Equals RV + closing volume.


Effect of increased closing capacity

  • Impairs denitrogenation (collapsed airways when FRC < CC are not preoxygenated)
  • Causes atelectasis
  • Causes age-related decrease in sats by creating shunt
  • Aggrevates lung injury


Increased by:

  1. Higher gas flow rate
  2. Higher expiratory effort
  3. Small airways disease
  4. Increased pulmonary blood volume
  5. Decreased surfactant
  6. Age (at 44, supine FRC = CC; at 66, erect FRC = CC)


Measured by nitrogen washout

  • Subject exhales to RV (apical alveoli open, dependant alveoli collapsed
  • Inhales 100% FiO2 (apical alveoli filled with mixed gas, dependant filled with pure O2)
  • Exhalation has four stages - dead space is pure O2, then N2 rises with mixed alveolar/dead space gas, plateaus with alveolar gas, then sharply rises again as dependant alveoli collapse and more nitrogenated apical alveoli continue to exhale